Reading the Zhuangzi: Which Chapters Are the Real Zhuangzi, and Which His Students Wrote for Him

Published 2023-02-12 21:10 Updated 2023-02-12 22:50 2118 words 11 min read ... Page views Handwritten Every word here was typed by me.

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The first door into the Zhuangzi is not the giant fish or the butterfly but the question of attribution: where the seven inner chapters end and the rest begin. With the inner skeleton, five annotated passages, the inner-outer split, and a trap in selections.

1. Why I Picked It Up

Last winter, on my commute, I listened to a podcast about relationships. The host quoted “相濡以沫,不如相忘于江湖” as advice to let go, over very soft music. That evening I went back to the original and found the whole passage was about fish, and that it opens with a line I had not heard: “泉涸” — the spring has dried up, and the fish are stranded on land. The original runs in a completely different key from what I heard.

What bothered me more was something else. My first pass was through a “Zhuangzi tells stories” selection: the great fish, the butterfly, Cook Ding. It read beautifully and smoothly. Only when I went back to the full text did I see that the hardest reasoning in the “On the Equality of Things” had been almost entirely left out. I had been reading somebody else’s Zhuangzi all along.

So I reread with one concrete question: which parts of this book are Zhuangzi’s, and which were put in his mouth by later hands?

2. The Skeleton First

The Zhuangzi we have runs thirty-three chapters: seven “inner”, fifteen “outer”, eleven “miscellaneous”. That shape is not the author’s own — it is the result of Guo Xiang’s editing in the Wei–Jin period, and the earlier catalogue in the Han bibliography lists fifty-two chapters. The seven inner chapters have long been taken as Zhuangzi’s own work, while the outer and miscellaneous chapters mostly came from later followers, some of it at odds with Zhuangzi’s own line1.

In the “Imputed Words” chapter Zhuangzi describes his own method: “寓言十九,重言十七,卮言日出”. In plain terms: nine tenths is told through invented story; seven tenths borrows the words of ancients, often invented ones; and the words that come out freely, renewed daily, keep pouring forth. A thinker who argues through fiction — in the pre-Qin period there is almost no one else.

Three maps, set out first:

LayerWhat is thereWhat to watch for
Structure7 inner, 15 outer, 11 miscellaneous chaptersThe inner seven are the core; the rest are mostly followers — do not blend them into one man’s thought
MethodParable, borrowed words, spontaneous wordsStory is a means, not a record; the “borrowed” ancients are mostly invented
FiguresZhuangzi, Huizi, a borrowed Confucius and his disciplesThe Confucius here is a Zhuangzian Confucius; do not read him as the Analects
Expand: how the seven inner chapters divide their work (my own annotations)
  • Free and Easy Wandering: the great-and-small debate and “depending on nothing”, the book’s frame; the giant fish and bird are here
  • On the Equality of Things: the hardest chapter, taking apart the border of right and wrong; the butterfly dream is here
  • The Secret of Nourishing Life: Cook Ding’s ox, “follow the channel as your constant”, how to work with the grain
  • In the World of Men: how to hold yourself in a disordered age; Yan Hui asks about “fasting the mind” here
  • The Sign of Virtue Complete: people broken in body and whole in virtue, correcting the image of “complete”
  • The Great and Venerable Teacher: the true man, life and death; “相濡以沫” is here
  • Fit for Emperors and Kings: rule, and the death of Hundun; the inner chapters end here Among the outer chapters, “Autumn Floods”, “Perfect Happiness”, and “Full Understanding of Life” all read well; the miscellaneous “Tian Xia” is an early history of pre-Qin thought and worth reading on its own.

3. Passages and Marginalia

On “big”: how one bird blows the horizon open

北冥有鱼,其名为鲲。鲲之大,不知其几千里也。化而为鸟,其名为鹏。

— Free and Easy Wandering

My own working translation: In the northern darkness there is a fish, and its name is Kun. The Kun is so big that no one knows how many thousand li it spans. It changes into a bird, and its name is Peng.

The book’s first line puts a fish of unknowable size on the table. Zhuangzi does not explain, does not prove; he lifts the scale beyond imagining and then refuses to withdraw a single word.

笔记My note: what “Free and Easy Wandering” really argues is not that “big” beats “small”, but that the small cannot see the big. The cicada and the dove who laugh at Peng are not wicked; they are limited. The threshold of this chapter is not the words — it is whether you will admit that you might be the cicada.

On “dream”: whose dream is whose

昔者庄周梦为胡蝶,栩栩然胡蝶也。自喻适志与!不知周也。俄然觉,则蘧蘧然周也。不知周之梦为胡蝶与,胡蝶之梦为周与?

— On the Equality of Things

My own working translation: Once Zhuang Zhou dreamt he was a butterfly, a butterfly fluttering about, pleased with himself, doing as he wished — and he did not know he was Zhou. Then he woke, and was solidly, unmistakably Zhou. But he did not know whether he was Zhou who had dreamt he was a butterfly, or a butterfly dreaming he was Zhou.

着重点The book’s most famous passage, and the easiest to read thin. It usually gets filed under “life is a dream” lyricism, but what Zhuangzi asks is harder: what makes you so sure that you, right now, are not inside someone else’s dream?

My note: the butterfly sits inside “On the Equality of Things” on purpose. The whole chapter takes apart the border between right and wrong — and if even the line between “me” and “butterfly” will not hold, what is the line between “true” and “false” supposed to stand on?

On “life”: the finite and the infinite

吾生也有涯,而知也无涯。以有涯随无涯,殆已!

— The Secret of Nourishing Life

My own working translation: My life has a limit; knowledge has none. To pursue the limitless with the limited — that is the end of you.

This is often cut down into a “learning has no shore, row hard” style of encouragement. Zhuangzi’s conclusion is the opposite. He is not telling you to chase knowledge; he is telling you not to chase the infinite with the finite.

My note: the rest of “The Secret of Nourishing Life” is Cook Ding and his ox, “enter where there is no thickness into what has room” — cutting along the seams of the thing itself. Put the two together: do not force it; find the seam. Force against force and the blade curls; follow the seam and the blade has room to spare.

On “forgetting”: how one line gets misused

泉涸,鱼相与处于陆,相呴以湿,相濡以沫,不如相忘于江湖。

— The Great and Venerable Teacher

My own working translation: When the spring dries up, the fish are stranded together on land, moistening one another with breath and wetting one another with foam; better to forget one another in the rivers and lakes.

危险No line is quoted more, and none is more badly misunderstood. It is not praising the devotion of “wetting one another with foam”; quite the opposite. Zhuangzi’s verdict is “better”: better that each return to the rivers and lakes and forget the other, than stay on dry land keeping each other damp with spit.

Two readings of “forgetting one another in the rivers and lakes”

The passage has two long-standing readings, with very different weights:

  • One hears desolation: even the fish know that a situation held up by mutual foam cannot hold; the harder the feeling, the drier the water must be.
  • One hears letting go: Zhuangzi is not describing a failed relationship but an ideal one — each of them with their own river and lake, neither living on the other’s spit.

Both rest on that “better”: Zhuangzi sets “wetting one another with foam” in front precisely in order to say it is not as beautiful as we think.

My note: the difficulty is 忘, “forget”. It is not heartlessness, it is letting go — the best bond is often not an embrace but two people each with water deep enough to swim in. That runs along the same line as “depending on nothing” in “Free and Easy Wandering”: no dependence, then freedom.

On “limits”: the well-frog and the summer insect

井蛙不可以语于海者,拘于虚也;夏虫不可以语于冰者,笃于时也。

— Autumn Floods

My own working translation: You cannot speak of the sea to a well-frog, for it is bound to its hollow; you cannot speak of ice to a summer insect, for it is bound to its season.

The plainest line in the outer chapters: limitation comes not from stupidity but from where you are and which season you are in.

My note: this is the same point as the cicada and the dove in “Free and Easy Wandering”, only “Autumn Floods” says it flat out. Zhuangzi returns to limits again and again because his real opponent is not ignorance; it is thinking you already know.

A trap in selections

The “Zhuangzi tells stories” selection I began with gathered the great fish, the butterfly, Cook Ding, and drumming on a bowl when his wife died. All good, all smooth — until I went back to the full text and saw that the essential reasoning in “On the Equality of Things” had been almost entirely cut. What a selection picks for you is usually what reads easily, not what matters.

To read Zhuangzi seriously, I would build on Guo Qingfan’s Collected Explanations or Wang Xianqian’s Collected Interpretations (fuller commentary), and read the plain-language Chen Guying’s Modern Annotation and Translation alongside2. Do not begin with the stories in the outer and miscellaneous chapters only — the best-looking parts are precisely not the bones.

4. What I Actually Use

  1. Read the inner seven first, and only those. Leave the outer and miscellaneous chapters aside at the start. The inner seven have the density of a single sustained act of writing; read together with the rest, “Zhuangzi” and “the Zhuangzi school” dissolve into one mush.
  2. Read a parable as a question, not a conclusion. Every story carries an unanswered question behind it. The question after Peng is not “what a big bird”, but “why can I not see something bigger”.
  3. Use one question from “On the Equality of Things” on yourself. In a quarrel, ask first: am I sure that what I see is the whole thing? It does not settle the quarrel, but it can shift its edges.

5. Closing

What I felt most strongly after finishing is that Zhuangzi is not trying to hand you an answer; he is trying to take apart the answers you hold so confidently. The fish and bird, the butterfly, the cook, Hundun — each is a tool that dismantles in a different way. The hard part of reading Zhuangzi was never understanding him; it is not rushing to understand.

Next: the Records of the Grand Historian. The two books run almost in opposite directions: Zhuangzi takes certainty apart with fiction, while the Shiji pins people down in time with one record after another. I want to see which of the two, fiction or record, better keeps a person.

Footnotes

  1. The thirty-three chapters we have are Guo Xiang’s edited shape; the Han catalogue lists fifty-two. The order and authenticity of the inner, outer, and miscellaneous chapters are still unsettled, though “the inner seven are the most reliable” is a fairly consistent view — not a settled one. ↩

  2. Before the Tang, Guo Xiang’s commentary was the most influential, and it helped shape the text we now read. Read the commentators knowing that their own philosophy also changes the Zhuangzi you get. ↩

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